Series 2, Episode 8: Culture – where are we now?

In the eighth episode of the Compliance Clarified podcast Susannah Hammond is joined by Mike Cowan, Lindsey Rogerson and Rachel Walcott to discuss where we are now on culture in financial services.The wide-ranging discussion covers cultural indicators, the challenges around trying to change culture and has practical takeaways for compliance officers. As discussed in the podcast here are some additional resources: Harvard Business Review summary of Kyle Welch and Stephen Stubben research into ‘speak up’ and whistleblowing leading to fewer fines https://hbr.org/2020/01/throw-out-your-assumptions-about-whistleblowing Details of the upcoming ISO37002 on whistleblowing management systems https://committee.iso.org/sites/tc309/home/projects/ongoing/ongoing-2.html Further information on Thomson Reuters Regulatory Intelligence can be found at: https://legal.thomsonreuters.com/en/products/regulatory-intelligence?elqTrackId=73370082102a4669b4d34524158b501c&elqaid=3945&elqat=2

Om Podcasten

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.