Data Management and a Regulatory Book of Record

In this episode, CSS’s SVP of Business Development Ashley Smith sits down with Chief Product Officer Ronan Brennan to talk about fragmented data sourcing, processes and technologies and how firms can manage data more strategically through a regulatory book of record (RBOR). The discussion also turns to how data management plays a role in simplifying the production of both UCITS KIID and PRIIPs KID. 

Om Podcasten

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance. The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, cybersecurity specialists, industry partners and RegTech collaborators to help prepare investment management firms for changes on the regulatory horizon.