Episode 10: Gloster and the future of the UK FCA

Episode 10 of Compliance Clarified takes a look at the findings of Dame Elizabeth Gloster’s report into the failure of London Capital & Finance plc and its ramifications for the UK Financial Conduct Authority. With Susannah Hammond to discuss the Gloster report, the Treasury Select Committee hearings and the likely future of the UK FCA are Lindsey Rogerson and Rachel Wolcott. Related articles by Rachel:FCA leadership's post-Gloster clampdown plans, prevention data stay as aspirations for now https://www.linkedin.com/feed/update/urn:li:ugcPost:6777187641088585729/ FCA to develop dashboards; will move uncooperative firms "out of the system far quicker" – CEO https://www.linkedin.com/feed/update/urn:li:activity:6777189844754935808/ Related articles by Lindsey:Andrew Bailey (now governor of the Bank of England, previously CEO of FCA) on Gloster https://www.linkedin.com/feed/update/urn:li:activity:6777193661932425216/ Gloster report findings https://www.linkedin.com/feed/update/urn:li:activity:6777195085495975936/ Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

Om Podcasten

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.