Episode 5: State of Regulatory Reform

In this episode of the Compliance Clarified podcast series, Susannah Hammond is joined by Rachel Wolcott, chief UK European correspondent, and Lindsey Rogerson, senior editor for Thomson Reuters Regulatory Intelligence, to discuss some of the emerging global topics for compliance practitioners in financial services firms today. Topics discussed include Brexit, approach to environmental, social and governance (ESG), personal accountability, operational resilience and technology, as well as the changes currently taking place within the financial services regulators themselves and their supervisory approach. You can read more about the topics discussed here - https://www.linkedin.com/feed/update/urn:li:activity:6764492132234477568/ - UK lawmakers on narrowing SMCR https://www.linkedin.com/feed/update/urn:li:activity:6764549738726588416/ - PRA SMCR refinement https://www.linkedin.com/feed/update/urn:li:activity:6764548218622742528/ - Outlook 2021 global green taxonomy article https://www.linkedin.com/feed/update/urn:li:activity:6764549027271987200/ - ESMA reverse solicitation article https://www.linkedin.com/feed/update/urn:li:activity:6764547280658948096/ - Outlook 2021 personal accountability article Further information on Thomson Reuters Regulatory Intelligence can be found here - https://legal.thomsonreuters.com/en/products/regulatory-intelligence

Om Podcasten

Compliance Clarified is a podcast from Thomson Reuters Regulatory Intelligence.Listen to wide-ranging, insightful discussions on all things compliance for financial services firms. We delve into the hot topics of the day, the challenges faced and offer up practical ideas for emerging good practice. We de-mystify regulation and explore the art, as well as the science, of the ever-expanding role of the compliance officer.  Enforcements, digital transformation, regulatory change, governance, culture, conduct risk – anything and everything impacting the compliance function is up for discussion.