First We Kill All the Lawyers

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week, Matt and Tom take look at a recent speech by SEC Commissioner Alison Herron Lee where she considered the role of lawyers as gatekeepers under SOX 307. Some of the issues we consider  ·      Who do lawyers represent? ·      What is the difference between lawyers and gatekeepers? ·      How can or should lawyers represent multiple interests on SOX issues? ·       How does this comport with state bar requirements?  ·      How, if at all, does SOX 307 impact compliance professionals? ·      Was the speech a policy change announcement, trial balloon or something else.  Resources Matt in Radical Compliance SOX 307 Learn more about your ad choices. Visit megaphone.fm/adchoices

Om Podcasten

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.