GameStop and Compliance

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. Today we consider the GameStop matter through the lens of the compliance profession.   Some of the issues we consider are: ·      What is the background? ·      What are the compliance implications of this matter?  ·      Is this a black swan event or just ‘business as usual?  ·      Short sellers in the bulls-eye?  ·      The role of the regulators? ·      Who are Robinhood’s stakeholders? ·      What is the more relevant precedent; Long Term Capital or the Panic of 1907? ·      What is the role (or responsibility) of social media? Resources Check out Tom’s 5-part blog post series on GameStop and Compliance: GameStop and Compliance-Introduction GameStop and Compliance-The Shorts GameStop and Compliance-The Squeeze and Social Media GameStop and Compliance-The Regulatory Response GameStop and Compliance-Lessons for the Compliance Professional Learn more about your ad choices. Visit megaphone.fm/adchoices

Om Podcasten

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.