Compliance into the Weeds

OCC Guidance on 3rd Party Risk Management

av Compliance into the Weeds | Publicerades 3/11/2020

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode we take a deep dive into recent OCC Guidance on managing 3rd party risk. Some of the highlights include: What was the Office of the Comptroller of the Currency, guidance published the on March 5? Why is 3rd party risk still a chronic issue? What is the role of due diligence? What are sustainable business models for 3rd party risk management? What are 4th party risks? What is Kelly’s Law of 3rd Party Risk Management? A short discussion of FINRA’s new bulletin on pandemic risk? Resources Matt Kelly blog post, Some Good Guidance on 3rd Party Risk Learn more about your ad choices. Visit

Om Podcasten

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.