Pearson SEC Enforcement Action

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. This week Matt and Tom take a deep dive into the SEC enforcement involving Pearson. Some of the issues we consider are: How can a failure to disclose lead to a SEC violation? What were the disclosure controls and procedures failures? How is patch management a critical part of cybersecurity? What were the misleading statements made by Pearson? What are the lessons learned? What is the role of compliance?  Resources Matt in Radical Compliance SEC Schools Pearson on Cyber Disclosure Failures Learn more about your ad choices. Visit megaphone.fm/adchoices

Om Podcasten

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.