Compliance into the Weeds

Wells Fargo Risk Assurance Execs Under Scrutiny

av Compliance into the Weeds | Publicerades 2/5/2020

Compliance into the Weeds is the only weekly podcast which takes a deep dive into a compliance related topic, literally going into the weeds to more fully explore a subject. In this episode we take a deep dive into the Office of Comptroller and Currency’s proposed Cease and Desist Order against former high-ranking Wells Fargo risk assurance executives. Some of the highlights include: Are risk assurance executives now under more scrutiny by regulators? Were the facts of Wells Fargo’s fraudulent accounts scandal so bad to raise a new level of liability? Should we expect new regulatory guidance? If the first line of defense performs it function, but the second and third do now; what are the implications? What are the implications for the compliance discipline and CCO? Learn more about your ad choices. Visit megaphone.fm/adchoices

Om Podcasten

What happens when two compliance aficionados get together to talk all things compliance, risk management and ERM? You get Tom Fox, the Voice of Compliance and Matt Kelly, the Coolest Guy in Compliance, going into the weeds of a topic each week. Each week, you can take a deep dive with two of the top writers, thinkers and prognosticators in compliance.